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Research/ATS Report
Q1 2026FINRA Rule 455236 Venues

State of ATS Markets
Q1 2026

Sapinover's venue-intelligence platform tracks 4.8 million FINRA issue-level records across 30 weeks and 36 registered NMS-equity ATSs. This report is the Q1 2026 extract, covering 13 weeks from December 29, 2025, through March 23, 2026. Every figure is sourced from FINRA Rule 4552 weekly transparency data. Rankings use NMS Tier 1 + Tier 2 share volume only (OTC equity excluded).

Published April 2026, updated July 2026Sapinover LLCQ1 window: w/e Dec 29 2025 through Mar 23 2026

01 / Platform Scale

4.8M
Issue-Level Records
Per-symbol, per-venue, per-week, per-tier
348.6B
Shares Tracked
30-week total across all venues and tiers
3.99B
Trades Tracked
30-week total across all venues
30
Weeks of History
December 2025 through July 2026
36
Registered ATSs
Full corrected NMS-equity MPID universe
33
NMS-equity venues
Excluding 2 OTC-equity-only venues
T1 + T2
Dual-tier NMS
S&P 500/R1000 + remaining NMS
2.46M
Q1 2026 records
Issue-level data, 13 weeks

02 / Q1 2026 NMS ATS Rankings

13 weeks ending March 23, 2026. All 13 weeks with complete Tier 1 + Tier 2 coverage. 169.9 billion NMS shares. 1.98 billion trades. 33 NMS-equity venues ranked (2 OTC-equity-only venues, OTCN and OTCX, excluded from NMS ranking).

Blue Ocean ATS highlighted at #9 with 3.57% NMS market share.

#ATSMPIDT1 SharesT2 SharesTotalShare %
1Intelligent CrossINCR15.52B14.14B29.66B17.46%
2UBS ATSUBSA12.17B9.58B21.75B12.80%
3Level ATSEBXL7.69B6.12B13.81B8.13%
4Sigma X2SGMT6.74B5.27B12.01B7.07%
5Instinct XMLIX5.37B5.02B10.40B6.12%
6MS Trajectory Cross (ATS-1)MSTX5.03B4.14B9.18B5.40%
7MS Pool (ATS-4)MSPL4.06B4.09B8.15B4.80%
8BIDS ATSBIDS4.20B3.29B7.49B4.41%
9Blue Ocean ATSBLUE0.80B5.27B6.06B3.57%
10PureStreamPURE3.71B2.33B6.04B3.55%
11OneChronosCGXS3.49B2.49B5.98B3.52%
12Virtu MatchItKCGM2.59B2.77B5.36B3.16%
13JPM-XJPMX3.00B2.23B5.23B3.08%
14IBKR ATSIATS1.79B3.25B5.05B2.97%
15Barclays ATSLATS2.37B1.88B4.25B2.50%
16JPB-XJPBX2.06B1.40B3.46B2.03%
17POSITITGP1.63B1.69B3.33B1.96%
18CrossStreamXSTM1.16B1.67B2.83B1.67%
19CBXICBX1.09B1.11B2.20B1.30%
20Citi-ONE ATSONEC0.83B0.76B1.59B0.94%

Source: FINRA Rule 4552 weekly ATS transparency data, Sapinover analysis. Q1 2026, 13 weeks ending Mar 23. NMS Tier 1 + Tier 2 only. T1 = S&P 500 / Russell 1000 constituents. T2 = remaining NMS stocks. Market share = venue NMS shares / NMS universe total. 36 registered ATSs; 2 OTC-equity-only (OTCN, OTCX) excluded from NMS ranking.

03 / Reg ATS-N Filing Activity: Q1 2026

SEC Form ATS-N filings tracked in Q1 2026. Filing types: UA (updating amendment), MA (material amendment), OFA (order flow attribution), CA (correcting amendment). 15 venues filed a total of 40+ amendments during the quarter.

VenueFilingsTypes FiledNotable
Liquidnet Negotiation ATS7CA, MA, UAMost active filer in Q1
JPM-X6CA, MA, UAMultiple correcting amendments
Blue Ocean ATS6CA, MA, OFA, UAContinued monthly OFA cycle
Intelligent Cross4MA, OFA, UAOFA filed Mar 5
Level ATS3CA, MA, UAMaterial amendment Feb 20
Admiral ATS2UANew/emerging venue, 2 updates
ALPHAX US2MA, UAMaterial amendment Feb 20
Bruce ATS2CACorrecting amendments only
IBKR ATS2MA, UAMaterial + updating amendments
OTC Link ATS2MA, UA
CODA1UAFinal filing before Mar 20 cessation
BIDS ATS1MAMaterial amendment Mar 12
OneChronos1MAMaterial amendment Feb 13
POSIT1UAUpdating amendment Feb 11
Goldman Sachs SIGMA X21MAMaterial amendment

Source: SEC EDGAR filing_registry via Sapinover venue-intelligence platform. Q1 2026. ATS-N/UA = updating amendment, ATS-N/MA = material amendment, ATS-N/OFA = order flow attribution, ATS-N/CA = correcting amendment.

Material Amendments (MA)

Material amendments indicate substantive operational changes: modifications to order types, subscriber categories, fee structures, or matching methodology. JPM-X, OneChronos, BIDS ATS, and Level ATS all filed material amendments in Q1, signaling active venue evolution. Blue Ocean filed both MA and OFA amendments.

CODA Cessation

CODA Markets filed a final UA on Feb 6 before its ATS-N-C cessation notice effective March 20, 2026. CODA operated as a regular-hours size-discovery and block-auction ATS, not as an overnight venue. Its exit leaves the block/call-auction segment of the ATS landscape with fewer options; the overnight ATS universe (Blue Ocean, Bruce, Moon) is unaffected.

04 / Tier Composition

Most ATSs run 52-56% Tier 1 because institutional flow concentrates in large-cap names. Three venues break this pattern entirely, running 77-87% Tier 2.

ATST1 %T2 %T2 SharesPattern
Intelligent Cross (#1)52%48%14.14BBalanced
UBS ATS (#2)56%44%9.58BT1-leaning
BIDS ATS (#8)56%44%3.29BT1-leaning
CrossStream (#18)41%59%1.67BT2-leaning
Blue Ocean ATS (#9)13%87%5.27BT2-dominant
Bruce ATS (#26)23%77%285MT2-dominant
Moon ATS (#28)14%86%276MT2-dominant

Source: FINRA Rule 4552. Q1 2026, 13 weeks, NMS Tier 1 + Tier 2 only. All three overnight-session venues show T2-dominant composition, reflecting smaller-cap and non-index name activity outside regular trading hours.

87%
Blue Ocean T2 Share
5.27B of 6.06B NMS shares are non-S&P 500
#9
Q1 2026 NMS Rank
Among 33 NMS-equity ATSs
46.2M
Q1 Trades
Blue Ocean trade count, 13 weeks

05 / Overnight Venues

Three registered ATSs operate a continuous overnight session in US equities: Blue Ocean, Bruce Markets, and Moon ATS (OTC Link). CODA Markets, listed elsewhere in this report, operated as a regular-hours size-discovery and block-auction venue and did not participate in overnight trading.

VenueMPIDQ1 NMS SharesQ1 TradesNMS Share %Rank
Blue Ocean ATSBLUE6.06B46.2M3.57%#9
Bruce ATSBOSS374M4.4M0.22%#26
Moon ATSMOON324M3.2M0.19%#28

Source: FINRA Rule 4552, 13-week Q1 window, NMS T1+T2 only. Combined 3-venue share: ~3.98% of total Q1 NMS ATS volume. Blue Ocean commands ~90% of 3-venue overnight NMS share.

06 / Q1 Data Completeness

FINRA publishes Tier 1 data approximately 2 weeks after trade date and Tier 2 approximately 4 weeks after. All 13 Q1 2026 weeks now have complete dual-tier NMS coverage. Two additional OTC-equity venues (OTCN, OTCX) report in the OTC Equity tier only and are excluded from NMS rankings above.

Week StartingT1 VenuesT2 VenuesOTC VenuesStatus
Dec 29, 202533322Complete
Jan 5, 202633322Complete
Jan 1233322Complete
Jan 1933322Complete
Jan 2633322Complete
Feb 233322Complete
Feb 933322Complete
Feb 1633322Complete
Feb 2333322Complete
Mar 233322Complete
Mar 933322Complete
Mar 1633322Complete
Mar 2332312Complete

Source: FINRA Rule 4552. All 13 weeks fully published. T1 venue count varies slightly as some venues start/stop reporting mid-quarter (e.g. CODA ceased Mar 20, 2026).

07 / The Full Field: NMS Venues 21-33

The long tail includes block negotiation venues, overnight ATSs, and specialty platforms. Two OTC-equity-only venues (OTCN, OTCX) are excluded from this NMS ranking. CODA ceased operations March 20, 2026 (14 of 30 window weeks active).

#ATSMPIDQ1 NMS SharesNMS Share %
21BNPP Cortex ATSBNPX1.23B0.72%
22Liquidnet H2OLQNA1.00B0.59%
23DealerwebDLTA0.69B0.41%
24MS RPool (ATS-6)MSRP0.67B0.39%
25Instinet BlockCrossBLKX0.56B0.33%
26Bruce ATSBOSS374M0.22%
27AlphaX USALPX327M0.19%
28Moon ATSMOON324M0.19%
29CODA (ceased Mar 20)CODA303M0.18%
30Liquidnet NegotiationLQNT270M0.16%
31IBKR EOSIEOS143M0.08%
32LuminexLMNX137M0.08%
33Stifel XSTFX30M0.02%

Source: FINRA Rule 4552. Q1 2026, 13 weeks, NMS T1+T2 only. Combined tail (venues 21-33) = ~3.56% of NMS ATS volume. OTCN and OTCX excluded (OTC equity only, no NMS volume).

08 / Methodology

Data Source

All data in this report is sourced from FINRA Rule 4552 weekly ATS transparency statistics. FINRA requires each ATS to report weekly share volume and trade count by NMS tier for every symbol traded. Sapinover ingests this data programmatically and maintains a continuous historical record spanning March 2024 to present.

Rankings

Market share is calculated as each venue's NMS (Tier 1 + Tier 2) shares divided by the NMS universe total for the stated period. Q1 2026 rankings use all 13 available weeks (Dec 29 2025 through Mar 23 2026). Rankings are by NMS share volume. Two OTC-equity-only venues (OTCN, OTCX) are excluded from NMS rankings. The full 36-MPID universe was corrected July 2026 to include 9 previously missing venues.

NMS Tiers

Tier 1 (T1) covers S&P 500 and Russell 1000 constituents. Tier 2 (T2) covers remaining NMS stocks. Most institutional ATSs run 60-65% T1. Overnight venues show the inverse pattern (70-84% T2), reflecting the overnight session's role in non-index name activity driven by earnings, catalysts, and global events.

Disclaimer

This report is produced by Sapinover LLC for informational purposes only. It does not constitute investment advice, a recommendation to buy or sell any security, or a solicitation of any investment product. All figures are derived from FINRA's public ATS transparency data. No figures are estimated or extrapolated.

4.8 Million Records. 30 Weeks. 36 Venues.

Access live ATS rankings, T1/T2 trend analysis, and per-symbol venue breakdowns on the Sapinover platform.